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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2020-10-12 |
Branch Locations
346 Commercial Street, Boston, MA 02109 • United States
428 Lafayette Road Suite 101, Hampton, NH 03842 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2013 | 05/2020 |
| Unemployed | Hampton | NH | 05/2020 | 09/2020 |
| Lpl Financial Llc | Hampton | NH | 10/2020 | Present |
| Flagship Harbor Advisors | Hampton | NH | 10/2020 | Present |
1)10/06/2020 - Real Estate Rental - Owner - inv rel - Hampton, NH - start: 09/2017 - 1 hr/mth 2) 10/23/2020 - Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/2020 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-12 |
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