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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2020-10-12
  • NH RA
    APPROVED
    Since 2020-10-12

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

428 Lafayette Road Suite 101, Hampton, NH 03842 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2013 05/2020
Unemployed Hampton NH 05/2020 09/2020
Lpl Financial Llc Hampton NH 10/2020 Present
Flagship Harbor Advisors Hampton NH 10/2020 Present
  • 05/2013 → 05/2020
    St Louis, MO
  • 05/2020 → 09/2020
    Unemployed
    Hampton, NH
  • 10/2020 → Present
    Lpl Financial Llc
    Hampton, NH
  • 10/2020 → Present
    Flagship Harbor Advisors
    Hampton, NH
Previous Registrations
  • 2013-09-09 → 2020-05-27
    Hampton, NH
    Stratham, NH
    St Louis, MO
    Hampton, NH
    Hampton, NH
Other Businesses

1)10/06/2020 - Real Estate Rental - Owner - inv rel - Hampton, NH - start: 09/2017 - 1 hr/mth 2) 10/23/2020 - Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/2020 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-12
  • S66 Uniform Combined State Law Examination
    2013-07-12
Other Names
  • Nancy Greenwood Higgins

View on SEC IAPD

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