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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-10-27
  • LA RA
    APPROVED
    Since 2017-10-27

Branch Locations

Bossier City, LA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Baton Rouge LA 06/2016 Present
Gwfs Equities, Inc Baton Rouge LA 10/2017 Present
Valic Financial Advisors, Inc. Baton Rouge LA 06/2016 10/2017
  • 06/2016 → Present
    Valic Financial Advisors, Inc.
    Baton Rouge, LA
  • 10/2017 → Present
    Gwfs Equities, Inc
    Baton Rouge, LA
  • 06/2016 → 10/2017
    Valic Financial Advisors, Inc.
    Baton Rouge, LA
Other Businesses

Software Works Consulting, LLC located at 906 Midland St. Bossier City, LA 71111. I started this company in November 2010 as an Agent and Manager doing website building and computer maintenance. This is a non investment related business in which a devote 40 hours a month, normally all done on weekends and none during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-27
S63 Uniform Securities Agent State Law Examination 2013-06-24
  • S66 Uniform Combined State Law Examination
    2017-10-27
  • S63 Uniform Securities Agent State Law Examination
    2013-06-24
Other Names
  • Shannon Llen Cowan
  • Shannon Llen Snyder
  • Shannon Llen Tompkins
  • Shannon Llen Wheeler
  • Shannon Llen Cowan
  • Shannon Llen Snyder, Tompkins
  • Shannon L Wheeler

View on SEC IAPD

More in Bossier City, LA

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