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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-26 |
| IL | RA | APPROVED | 2022-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Schaumburg | IL | 05/2022 | Present |
| Torch | New York | NY | 06/2021 | 05/2022 |
| Aarete | Chicago | IL | 07/2018 | 05/2021 |
| Indiana University | Bloomington | IN | 08/2013 | 05/2017 |
| Aerotek | Rosemont | IL | 08/2017 | 06/2018 |
| Bank Of America, N.A. | Schaumburg | IL | 07/2022 | Present |
Name of other business: Groop of Friends Not investment Related Address: St. Charles, IL Nature of other business: Non- For-Profit organization Position: Director, Co-Founder Title, Relationship: Director, Co-Founder Start date: 04/20/2021 Approximate number of hours/month: 5-10 hours Number of hours during securities trading: 0 Describe your duties: Responsible primarily for marketing and social media activities. Assist with selection criteria for students to obtain scholarships and ongoing mentorship. I*5054267 Entity Type: Fiduciary role Name of OBA: J. B R. and E. A R. Trust Address: Barrington, Illinois, 60010 Investment Related: No Position, Title, Association: Administrator Employee Start Date: 07/22/2031 Number of Hours: 0 Number of Hours during trading: 0 Duties: Administrator/Siblings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-26 |
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