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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-26
IL RA APPROVED 2022-09-09
  • TX RA
    APPROVED
    Since 2022-10-26
  • IL RA
    APPROVED
    Since 2022-09-09

Branch Locations

10 N Martingale Rd, Schaumburg, IL 60173 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Schaumburg IL 05/2022 Present
Torch New York NY 06/2021 05/2022
Aarete Chicago IL 07/2018 05/2021
Indiana University Bloomington IN 08/2013 05/2017
Aerotek Rosemont IL 08/2017 06/2018
Bank Of America, N.A. Schaumburg IL 07/2022 Present
  • 05/2022 → Present
    Schaumburg, IL
  • 06/2021 → 05/2022
    Torch
    New York, NY
  • 07/2018 → 05/2021
    Aarete
    Chicago, IL
  • 08/2013 → 05/2017
    Indiana University
    Bloomington, IN
  • 08/2017 → 06/2018
    Aerotek
    Rosemont, IL
  • 07/2022 → Present
    Bank Of America, N.A.
    Schaumburg, IL
Other Businesses

Name of other business: Groop of Friends Not investment Related Address: St. Charles, IL Nature of other business: Non- For-Profit organization Position: Director, Co-Founder Title, Relationship: Director, Co-Founder Start date: 04/20/2021 Approximate number of hours/month: 5-10 hours Number of hours during securities trading: 0 Describe your duties: Responsible primarily for marketing and social media activities. Assist with selection criteria for students to obtain scholarships and ongoing mentorship. I*5054267 Entity Type: Fiduciary role Name of OBA: J. B R. and E. A R. Trust Address: Barrington, Illinois, 60010 Investment Related: No Position, Title, Association: Administrator Employee Start Date: 07/22/2031 Number of Hours: 0 Number of Hours during trading: 0 Duties: Administrator/Siblings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-26
  • S66 Uniform Combined State Law Examination
    2022-08-26
Other Names
  • Erik R Rosencrans

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