Best Investors Account Sign in

Richard Nolan Sanders

Morgan Stanley

Decatur, AL

Birmingham, AL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
AL RA APPROVED 2013-06-27
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • AL RA
    APPROVED
    Since 2013-06-27

Branch Locations

300 Market Street Ne Suite 101, Decatur, AL 35601 • United States

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Decatur AL 04/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2013 → Present
    Morgan Stanley Smith Barney Llc
    Decatur, AL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-27
  • S66 Uniform Combined State Law Examination
    2013-06-27

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
PNC WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
EDWARD JONES
OSAIC WEALTH, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
AXIENT INVESTMENT ADVISORS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

PATRICIA DOUGLAS WINSETT
William Wyker
Trace Quinton Lentz
Maxime Andre Jean Faure
TRACY LAMAR LENTZ
RICHARD DWIGHT THOMPSON
GEORGE RAY BREEDEN
THOMAS C MCCLESKEY

Other Offices

CETERA INVESTMENT ADVISERS LLC · DECATUR, AL
PNC WEALTH MANAGEMENT LLC · DECATUR, AL
LPL FINANCIAL LLC · DECATUR, AL
EDWARD JONES · Decatur, AL
LPL FINANCIAL LLC · DECATUR, AL
LPL FINANCIAL LLC · DECATUR, AL
OSAIC WEALTH, INC. · DECATUR, AL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · DECATUR, AL

More in Decatur, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor