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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-23 |
| KY | RA | APPROVED | 2015-06-18 |
Branch Locations
9750 Ormsby Station Rd Ste 300, Louisville, KY 40223 • United States
9405 Mill Brook Rd Ste 101, Louisville, KY 40223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 06/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Business Ownership; JCEC Services LLC; Owner; Real Estate; 7100 Chippenham Road, , Louisville, KY, 40222; Not Investment-Related; 04/20/2024; 1 to 9 hours per month; 0 during trading hours / JPS Services, LLC; Owner; Manage Ameriprise Business; 9405 Mill Brook Road, Ste 101, Louisville, KY, 40223; Investment-Related; 12/07/2023; 1 to 9 hours per month; 1 to 9 during trading hours / CCC1989 LLC; Co-owner; LLC legal entity to manage Ameriprise practice; 9405 Mill Brook Road Suite 101, , Louisville, KY, 40223; Investment-Related; 01/01/2024; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; Bellarmine University Alumni Board; Alumni Board Member; 2001 Newburg Road, , Louisville, KY, 40205; Not Investment-Related; 07/26/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; JPS Services, LLC; Owner; Manage advisory business; 9405 Mill Brook Road, Ste 101, Louisville, KY, 40223; Investment-Related; 12/07/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Freelance writing; writing article to local and national publications for review and potential publishing; 7100 Chippenham Road Louisville, KY 40222, ,; Not Investment-Related; 12/01/2016; 1 to 9 hours per month; 0 during trading hours / Volunteer Firefighter; Volunteering for local neighborhood fire department; 240 Sears Avenue, , Louisville, KY, 40207; Not Investment-Related; 10/07/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-23 |
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