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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2015-12-15
  • MT RA
    APPROVED
    Since 2015-12-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

410 Central Avenue, Suite 522, Great Falls, MT 59401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 11/2013 Present
First Command Insurance Services, Inc. Fort Worth TX 11/2013 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 11/2013 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 11/2013 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

Name of the other business: JCAM Enterprises Whether the business is investment-related: No Address of the other business: #1 5th St. N. Great Falls, MT 59401 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: 10/04/18 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Personal Business as LLC. No outside business other than use the LLC to help reduce taxes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-17
  • S66 Uniform Combined State Law Examination
    2013-08-17

View on SEC IAPD

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