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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-03
WA RA APPROVED 2016-05-26
  • TX RA
    APPROVED_RES
    Since 2019-01-03
  • WA RA
    APPROVED
    Since 2016-05-26

Branch Locations

10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Billings MT 05/2013 Present
Uberbrew Billings MT 07/2012 Present
  • 05/2013 → Present
    Stifel
    Billings, MT
  • 07/2012 → Present
    Uberbrew
    Billings, MT
Other Businesses

1. AB Contractors, Inc; 6280 Hanson Rd, Ellensburg, WA 98926; Residential and commercial road construction; Owner; 01/11/2023; 5 Hours per week; Not during securities trading hours; Not Investment-Related. 2. 6280 Hanson LLC; 6280 Hanson Rd Ellensburg, WA 98926; Holding company for a piece of property owned by 5 family members; Holding company for a piece of property owned by 5 family members; Non managing member; 01/05/2026; 1hr/qtr; Not during securities trading hours; Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-26
  • S66 Uniform Combined State Law Examination
    2016-05-26

View on SEC IAPD

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