Eric Lee Steele

Employer firm

Creativeone Securities, LLC CRD 152974

$2.54B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Creativeone Securities, Llc Formerly Client One Securities, Llc
  Overland Park, KS

Previous Registrations

• 2010-04-23 → 2015-06-16
  Lpl Financial Llc
  Fort Mill, SC
  Greer, SC
• 2009-01-02 → 2010-04-26
  Raymond James Financial Services Advisors, Inc
  Greer, SC
• 2008-04-16 → 2009-01-02
  Raymond James Financial Services, Inc.
  Greer, SC
• 2006-03-09 → 2008-04-15
  Truist Investment Services, Inc.
  Greenville, SC
  Greer, SC
  Greenville, SC
  Travelers Rest, SC
  Greenville, SC
  Greenville, SC
  Greenville, SC
  Greenville, SC
  Greenville, SC
  Greenville, SC
• 2001-12-31 → 2006-03-01
  Osaic Fa, Inc.
  Greenville, SC

Other Businesses

1.) Upstate Wealth Management LLC; investment related; 104 Trade Street Suite E Greer, SC 29650; Sale of Life Insurance, Fixed Annuities, LTC; Owner; 02/2016; 160 hrs/mo; 160 hrs/mo 2.) Associates Financial Group; investment related; 7395 E Orchard Road Greenwood Village, CO 80111; 401k retirement plan sales and service; Financial Advisor; 04/2018; 30 hrs/mo; 30 hrs/mo

Exams

• S66 Uniform Combined State Law Examination
  1999-02-01

Designations

• Certified Financial Planner