Alfred H Toussaint

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-16
NJ	RA	APPROVED	2013-07-23
TX	RA	APPROVED	2013-07-16

PA RA
APPROVED

Since 2023-06-16
NJ RA
APPROVED

Since 2013-07-23
TX RA
APPROVED

Since 2013-07-16

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	04/2013	Present
Bank Of America, N.A.	Pennington	NJ	07/2013	Present

04/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
07/2013 → Present

Bank Of America, N.A.

Pennington, NJ

Other Businesses

I*112760 For profit or not for profit: For-Profit Organization Name of outside business organization: To be determined Address of business: Bensalem, Pennsylvania 19020 Nature of business: Limited Partnership, Position, title, association: General Partner, Start date of relationship: 5/1/2018 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Purpose of entity will be to buy and resale properties, in addition to purchase properties for rental depending on opportunity. To be equal partner, will be involved in running business, sourcing properties

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-05

S66 Uniform Combined State Law Examination

2013-07-05

Other Names

Alfred Toussaint

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