Ken Anthony Bradshaw

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 04/2017
  Edward Jones
  St Louis, MO
• 04/2017 → 10/2020
  The Prudential Insurance Company Of America
  Orlando, FL
• 04/2017 → 10/2020
  Pruco Securities, Llc
  Orlando, FL
• 10/2020 → 04/2021
  Ameriprise Financial Services Inc
  Melbourne, FL
• 04/2021 → Present
  Lpl Financial, Llc
  Orlando, FL

Previous Registrations

• 2020-10-26 → 2021-04-05
  Ameriprise Financial Services, Llc
  Melbourne, FL
• 2017-05-01 → 2020-11-02
  Pruco Securities, Llc.
  Orlando, FL
• 2013-09-12 → 2017-04-12
  Edward Jones
  Orlando, FL
  Orlando, FL
  Orlando, FL
  St Louis, MO
  Lecanto, FL
  Hernando, FL

Other Businesses

1) 4/2021 - DBA for LPL Business (entity for LPL business) - Bradshaw Wealth Advisors and Insurance, LLC - Investment Related - Orlando, FL 32828 2) 2018 - Outside/W-2 Employment - Closets by Design - Not Investment Related - Orlando, FL 32810 3) 2021 - Business Entity For Tax/Investment Purposes Only - Key Street Associates, LLC - Not Investment Related - 55 Hillcrest Court Mocksville, NC 27028 4) 12/17/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 12/15/2021 - 4 Hours Per Month/1 Hour During Securities Trading. 5) 11/19/2022 - No Business Name - Not Investment Related - Location: Mobile Notary Services - Notary - Notary Public - Start Date - Notary - 40 Hours Per Month/0 Hours During Securities Trading 6) 12/27/2022 - No Business Name - Not Investment Related - Location: Field Work - Outside/W-2 Employment - Adjuster - Start Date: 12/06/2022 - 18 Hours Per Month/0 Hours During Securities Trading - Work in assessing homeowner and auto claims.

Exams

• S66 Uniform Combined State Law Examination
  2013-09-09

Other Names

• Ken A Bradshaw