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Nicholas L Gray

Edward Jones

Mount Orab, OH

CRD 6192473

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-07
OH RA APPROVED 2013-09-09
  • TX RA
    APPROVED_RES
    Since 2018-12-07
  • OH RA
    APPROVED
    Since 2013-09-09

Branch Locations

473 West Main St, Mount Orab, OH 45154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 05/2013 Present
Other Businesses

Rental Property Mount Orab, OH Start date: 4/15/2022 Owner Hours per week: 2 Hours during trading: 0 Desc: Maintain Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-12
  • S66 Uniform Combined State Law Examination
    2013-07-12
Other Names
  • Nicholas Lynn Gray

View on SEC IAPD

Nearby Firms

U.S. BANCORP ADVISORS, LLC
FIFTH THIRD SECURITIES, INC.
SPC

Nearby Investors

Matthew Braun Taske
Sean Patrick Finley
James R Holden

Nearby Offices

U.S. BANCORP ADVISORS, LLC · Mount Orab, OH
EDWARD JONES · GEORGETOWN, OH
FIFTH THIRD SECURITIES, INC. · BATAVIA, OH

More in Mount Orab, OH

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