Evan Federman

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 03/2023
  Valic Financial Advisors, Inc.
  Overland Park, KS
• 12/2022 → 03/2023
  Agia
  Houston, TX
• 03/2023 → Present
  Principal Life Insurance
  Leawood, KS
• 03/2023 → Present
  Principal Securities, Inc.
  Leawood, KS
• 06/2023 → Present
  Boulevard Wealth Advisors
  Leawood, KS

Previous Registrations

• 2014-11-11 → 2023-04-05
  Valic Financial Advisors, Inc.
  Overland Park, KS
• 2013-09-09 → 2014-11-12
  Edward Jones
  Palatine, IL
  Highland Park, IL
  St Louis, MO

Other Businesses

INSURANCE POSITION: Group Insurence NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/24/2023 ADDRESS: 11101 Switzer Suite 100, Overland Park KS 66210, United States DESCRIPTION: Selling Group health business, Life, DI, LTC, fixed annuitiesinsurance through various carriers. JOEF POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 3305 W 150th Ter, Leawood KS 66224, United States DESCRIPTION: Partnership between partner and I.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-12