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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-20 |
| VT | RA | APPROVED | 2014-04-23 |
Branch Locations
171 Battery Street Suite 1, Burlington, VT 05401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Technical Packaging Service, Inc. | South Burlington | VT | 05/2007 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2014 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2014 | Present |
| Castle Advisors | Burlington | VT | 03/2014 | Present |
1) CASTLE ADVISORS; INVESTMENT RELATED; SAME AS REGISTERED LOCATION; FINANCIAL SERVICES; START 03/2014; 40 HOURS/WEEK DURING TRADING HOURS; ASSISTANT AND REGISTERED REPRESENTATIVE 2) TECHNICAL PACKAGING SERVICE; NOT INVESTMENT RELATED; 276 FOUR SISTERS ROAD, SOUTH BURLINGTON, VT 05403; INSTALLATION & REPAIR OF PACKAGING EQUIPMENT; START 5/2007; 0 HOURS/WEEK - WORKING ON AS NEEDED BASIS ONLY; VICE PRESIDENT - INVOLVED ON AN AS NEEDED BASIS 3) FIXED INSURANCE; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; INSURANCE AGENT; SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LTC INSURANCE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-17 |
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