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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-21 |
| TX | RA | APPROVED | 2019-12-04 |
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard W.L. Lyons, Llc | Louisville | KY | 05/2013 | Present |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
Name/Address: The Cabbage Patch Settlement House 1413 6th Street Louisville KY 40208 Start date: 1/22/20 Hours spent: 0-1 hour/week Hours spent during trading hours: 1-2 hours/week Role/Responsibility: Finance & Investment committees Investment-related Name/Address: Huntfield Farm LLC / 2156 Webb Road, Simponsville, KY 40067 Start Date: 12/15/23 Hours Spent: 0-6 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive LLC Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-01 |
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