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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-21
TX RA APPROVED 2019-12-04
KY RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2022-01-21
  • TX RA
    APPROVED
    Since 2019-12-04
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard W.L. Lyons, Llc Louisville KY 05/2013 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
Previous Registrations
  • 2013-11-04 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
Other Businesses

Name/Address: The Cabbage Patch Settlement House 1413 6th Street Louisville KY 40208 Start date: 1/22/20 Hours spent: 0-1 hour/week Hours spent during trading hours: 1-2 hours/week Role/Responsibility: Finance & Investment committees Investment-related Name/Address: Huntfield Farm LLC / 2156 Webb Road, Simponsville, KY 40067 Start Date: 12/15/23 Hours Spent: 0-6 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive LLC Member Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-01
  • S66 Uniform Combined State Law Examination
    2013-11-01
Designations
Other Names
  • Grant Roberts

View on SEC IAPD

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