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Donald Charles Seaman

Cwm, LLC

Omaha, NE

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-09-20
  • NE RA
    APPROVED
    Since 2023-09-20

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

14600 Branch Street, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. La Vista NE 09/2016 09/2023
Unemployed Bellevue NE 05/2016 09/2016
Cetera Wealth Services, Llc El Segundo CA 09/2023 Present
Cwm, Llc Dba Carson Group Partners Omaha NE 09/2023 Present
Cwm, Llc Dba Carson Wealth Management Group Omaha NE 09/2023 Present
  • 09/2016 → 09/2023
    Securities America Inc.
    La Vista, NE
  • 05/2016 → 09/2016
    Unemployed
    Bellevue, NE
  • 09/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2023 → Present
    Cwm, Llc Dba Carson Group Partners
    Omaha, NE
  • 09/2023 → Present
    Cwm, Llc Dba Carson Wealth Management Group
    Omaha, NE
Previous Registrations
  • 2018-03-07 → 2023-09-05
    Securities America Advisors, Inc.
    La Vista, NE
Other Businesses

1.NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP, CARSON GROUP PARTNERS AND CARSON GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: Senior Surveillance Analyst START DATE: 09/05/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: I develop and run surveillance reports to satisfy regulatory and firm obligations. 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: Senior Surveillance Analyst START DATE: 09/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: I develop and run surveillance reports to satisfy regulatory and firm obligations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-05
S63 Uniform Securities Agent State Law Examination 2007-02-16
  • S66 Uniform Combined State Law Examination
    2018-03-05
  • S63 Uniform Securities Agent State Law Examination
    2007-02-16
Other Names
  • Don Seaman

View on SEC IAPD

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