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Krystal J Tambling

Stifel, Nicolaus & Company, Incorporated

Bourbonnais, IL

CRD 6191828

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-12
IL RA APPROVED 2018-09-13
  • TX RA
    APPROVED
    Since 2020-03-12
  • IL RA
    APPROVED
    Since 2018-09-13

Branch Locations

875 Main Street Nw, Bourbonnais, IL 60914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Bourbonnais IL 05/2013 09/2018
Stifel Nicolaus & Co Inc Bourbonnais IL 09/2018 Present
  • 05/2013 → 09/2018
    Morgan Stanley Smith Barney Llc
    Bourbonnais, IL
  • 09/2018 → Present
    Stifel Nicolaus & Co Inc
    Bourbonnais, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-01
  • S66 Uniform Combined State Law Examination
    2016-02-01
Other Names
  • Krystal Jean Gates
  • Krystal Jean Tollefson

View on SEC IAPD

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