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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-08-26 |
| TX | RA | APPROVED_RES | 2021-11-12 |
| FL | RA | APPROVED | 2020-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allen & Co | Lakeland | FL | 07/2016 | 12/2016 |
| Wells Fargo Clearing Services, Llc. | Indian Harbor | FL | 03/2017 | 10/2020 |
| Wells Fargo Bank Na | Indian Harbour Beach | FL | 03/2017 | 10/2020 |
| J.P. Morgan Securities, Llc | Vero Beach | FL | 10/2020 | Present |
| J.P. Morgan Chase Bank, N.A. | Vero Beach | FL | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-19 |
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