Brock Johns

Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 05/2017
  Voya Financial
  Lake Oswego, OR
• 05/2017 → 05/2019
  Charles Schwab & Co., Inc.
  Austin, TX
• 05/2019 → 04/2021
  Innealta Capital, Llc
  Austin, TX
• 08/2019 → 04/2021
  Northern Lights Distributors, Llc
  Elkhorn, NE
• 04/2021 → 08/2021
  Swbc Investment Advisory Services Llc
  Austin, TX
• 10/2021 → 04/2022
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 04/2022 → 12/2022
  Lpl Financial Llc
  Dripping Springs, TX
• 12/2022 → 09/2023
  Donato Wealth Management, Pllc
  Cedar Park, TX
• 10/2023 → 01/2026
  First Trust Portfolios L.P.
  Wheaton, IL
• 10/2023 → 01/2026
  First Trust Advisors L.P.
  Wheaton, IL
• 01/2026 → Present
  First Command Brokerage Services, Inc.
  Fort Worth, TX
• 01/2026 → Present
  First Command Advisory Services, Inc.
  Fort Worth, TX
• 01/2025 → Present
  First Command Insurance Services, Inc.
  Fort Worth, TX

Previous Registrations

• 2023-10-09 → 2026-02-02
  First Trust Advisors Lp
  Austin, TX
  Wheaton, IL
• 2022-12-02 → 2023-07-24
  Empower Wealth Management
  Cedar Park, TX
• 2022-05-12 → 2022-12-16
  Lpl Financial Llc
  Fort Mill, SC
  San Diego, CA
  Dripping Springs, TX
• 2021-10-14 → 2022-04-28
  Vanguard Advisers, Inc.
  Scottsdale, AZ
• 2021-04-30 → 2021-08-17
  Swbc Investment Advisory Services Llc
  Austin, TX
• 2018-02-05 → 2019-05-31
  Charles Schwab & Co., Inc.
  Austin, TX
  Austin, TX

Other Businesses

(1) OTHER BUSINESS NAME: PERSONAL RENTAL PROPERTY. LOCATION: DRIPPING SPRINGS, TX. NATURE OF BUSINESS: RENTAL PROPERTY. POSITON OR TITLE: OWNER. RESPONSIBILITITES: GENERAL MAINTANTED OF THE HOME AND RECEIVING RENTAL INCOME FROM THE PROPERTY. START DATE: OCT 24, 2023. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0. (2) Name of the other business: Rental property Whether the business is investment-related: no Address of the other business: 769 Lone Peak Way, Dripping Springs, TX 78620 The address for all communications is:190 Victoria Peak Loop, Dripping Springs, TX 78620 Nature of the other business: Other OBA Your position, title, or relationship with the other business: Owner The start date of your relationship: Jan 02, 2023 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: I have a rental property and I manage the home.

Exams

• S66 Uniform Combined State Law Examination
  2018-02-05
• S63 Uniform Securities Agent State Law Examination
  2015-05-14

Other Names

• Brock Clintion Johns
• Brock Clinton Johns
• Brock Johns