Jonathan Seth Moore

Employer firm

Iams Wealth Management, LLC CRD 286085

$397M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 02/2023
  Tax Assist, Inc. & Legacy Planning Services, Inc.
  Knoxville, TN
• 07/2015 → 03/2017
  Enterprise Holdings
  Knoxville, TN
• 09/2015 → 12/2016
  Tusculum College
  Knoxville, TN
• 09/2017 → Present
  Calton & Associates, Inc.
  Knoxville, TN
• 09/2025 → Present
  Iams Wealth Management
  Omaha, NE
• 02/2023 → 09/2025
  Dunn Bailey Lamb & Moore
  Knoxville, TN
• 10/2017 → Present
  Independent Insurance Agent
  Knoxville, TN
• 12/2018 → Present
  Moore & Associates Inc. Of Tn
  Knoxville, TN
• 10/2025 → Present
  Legacy Tax, Inc. Dba Legacy Tax & Wealth Management
  Knoxville, TN
• 10/2025 → Present
  Legacy Wealth Advisors, Inc. Dba Legacy Tax & Wealth Management
  Knoxville, TN

Other Businesses

1) Name of Business: Tax Assist, Inc. Non-Investment related. Address: 5321 Western Avenue, Knoxville, TN 37921. Nature of Business: Tax analysis, payroll, bookkeeping, client write-up, and tax preparation. Position/Title/Relationship: Self-employed accountant. Start Date: 03/2017. Hours per month: 160. Hours per month during Securities trading hours: 25%-30%. Duties/Responsibilities: Meeting with individuals and businesses to discuss tax planning, payroll set up, bookkeeping, monthly write up functions, and any other type of accounting question. 2) Name of Business: Insurance Agency Marketing Services. Non-Investment related. Address: 505 North 210th Street, Elkhorn, NE 68022. Nature of Business: Annuities, life, and health insurance sales. Position/Title/Relationship: Independent contractor. Start Date: 10/2017. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Able to offer life insurance, health insurance, and annuities. 3) Moore & Associates of TN Inc. Non-investment related. 5321 Western Ave Knoxville Tennessee, 37921. Nature of Business: QuickBooks coach for clients. Payroll, bookkeeping, and monthly write ups for coaching. Title: President/CEO. Start Date: 01/01/2019. Hours Per Month: 10 Hours. Duties: Meeting with individuals and businesses to discuss tax planning, payroll set up, bookkeeping, monthly write ups, and QuickBooks 4) Calton & Associates; Registered Representative; Investment Related; 5321 Western Ave Knoxville Tennessee, 37921; Provide Trading & Investment Product Services Under the Direction of Calton & Associates; 09/2017 - Present; 60 hours per month; 45 of which are during securities trading hours. 5) Legacy Tax, Inc. dba Legacy Tax & Wealth Management; Non-Investment related; 5321 Western Avenue, Knoxville, TN 37921; Tax preparation, bookkeeping, payroll, and related accounting services. Owner/Sole Proprietor; Start Date: 9/15/2025; Hours/month: 60; Hours/month during securities trading hours: 50; Duties: Accounting and tax compliance support. 6) Legacy Wealth Advisors, Inc dba Legacy Tax & Wealth Management; Investment related; 5321 Western Avenue, Knoxville, TN 37921; Provide Investment Advisory and financial planning services; Owner/Sole Proprietor; Start Date: 9/15/2025; Hours/month: 92; Hours/month during securities trading hours: 82; Duties: Develop financial and retirement plans, manage investment portfolios, offer wealth management strategies and provide integrated tax planning in connection with investment decisions. 7) IAMS Wealth Management; Investment related; Address: 18881 West Dodge Rd, Ste 180E, Elkhorn, NE 68022; Nature of Business: Registered Investment Adviser; Position/Title/Relationship: Investment Advisor Representative; Start Date: 9/29/2025; Hours/month: 92; Hours/month during securities trading hours: 82; Duties: Investment advisory services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-29
• S63 Uniform Securities Agent State Law Examination
  2017-10-10