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15 W 38Th St. #704, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 01/2013 | Present |
1.DAO FINANCIAL GROUP, LLC, 7342 OAK MANOR DRIVE, UNIT 7103, SAN ANTONIO, TX 78229, Monthly Accounting Services for Select Clients NON-INVESTMENT-RELATED BUSINESS, 4 HRS. MO. CONDUCTING THIS ACTIVITY. 2. Simplicity Group - life and Long-Term Care Insurance, Fixed Annuities, Fixed Indexed Annuities Investment Related: YES NUMBER OF HOURS: 2 Hrs/Month during trading DESCRIPTION: Sell annuities to clients 3. RetireOne Investment Services - Position: Variable Annuities Rep Investment Related: YES NUMBER OF HOURS: 2 Hrs/Month during trading DESCRIPTION: Sell annuities to clients 4. Ascensus Consulting 401k - Small business 401k Consulting Investment Related: YES NUMBER OF HOURS: 0 Hrs/Month during trading DESCRIPTION: Service 401k plans for small business owner client 5. Human Interest 401k - Fee Based 401k Plan - Investment Related: YES NUMBER OF HOURS: 0 Hrs/Month during trading DESCRIPTION: Service 401k plans for small business owner client 6. Ameritas 401k - Fee Based 401k Plan - Investment Related: YES NUMBER OF HOURS: 0 Hrs/Month during trading DESCRIPTION: Service 401k plans for small business owner client
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-05 |
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