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Sean Thomas Flaherty

Pnc Wealth Management LLC

Pittsburgh, PA

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-10-01
  • PA RA
    APPROVED
    Since 2015-10-01

Branch Locations

249 Fifth Avenue Floor 29, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 09/2015 03/2019
Pnc Investments Pittsburgh PA 04/2019 Present
  • 09/2015 → 03/2019
    Pnc Investments
    Pittsburgh, PA
  • 04/2019 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
  • 2014-04-04 → 2015-09-19
    Waddell & Reed
    Pittsburgh, PA
Other Businesses

03/15/2025 / Author / Sean Flaherty / Not investment related / Zero hours during trading //

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-04
S63 Uniform Securities Agent State Law Examination 2013-06-14
  • S65 Uniform Investment Adviser Law Examination
    2014-04-04
  • S63 Uniform Securities Agent State Law Examination
    2013-06-14

View on SEC IAPD

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Other Offices

ALLEGHENY FINANCIAL GROUP · PITTSBURGH, PA
ALLEGHENY INVESTMENTS · PITTSBURGH, PA
ANALYTX CAPITAL MANAGEMENT LP · PITTSBURGH, PA
CWM, LLC · Pittsburgh, PA
LPL FINANCIAL LLC · BELLEVUE, PA
DS WEALTH ADVISORS, INC. · PITTSBURGH, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PITTSBURGH, PA
WESBANCO SECURITIES, INC. · PITTSBURGH, PA

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