Luis G Obando

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-19
SC	RA	APPROVED	2026-03-10
NY	RA	APPROVED	2026-03-09
MA	RA	APPROVED	2026-02-12
MI	RA	APPROVED	2026-02-04
GA	RA	APPROVED	2026-02-03
NH	RA	APPROVED	2026-02-03
NC	RA	APPROVED	2026-02-03
TX	RA	APPROVED_RES	2026-02-03
CA	RA	APPROVED	2026-02-02
CT	RA	APPROVED	2026-02-02
RI	RA	APPROVED	2026-01-14

FL RA
APPROVED

Since 2026-06-19
SC RA
APPROVED

Since 2026-03-10
NY RA
APPROVED

Since 2026-03-09
MA RA
APPROVED

Since 2026-02-12
MI RA
APPROVED

Since 2026-02-04
GA RA
APPROVED

Since 2026-02-03
NH RA
APPROVED

Since 2026-02-03
NC RA
APPROVED

Since 2026-02-03
TX RA
APPROVED_RES

Since 2026-02-03
CA RA
APPROVED

Since 2026-02-02
CT RA
APPROVED

Since 2026-02-02
RI RA
APPROVED

Since 2026-01-14

Branch Locations

Pawtucket, RI • United States

401 Wampanoag Trail Suite 400, Riverside, RI 02915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Msi Financial Services, Inc.	East Providence	RI	02/2016	03/2017
Mml Investors Services, Llc	East Providence	RI	03/2017	12/2025
Massachusetts Mutual Life Insurance Company	East Providence	RI	07/2016	12/2025
Guardian Life Insurance Company	Braintree	MA	01/2026	02/2026
Park Avenue Securities	Braintree	MA	01/2026	02/2026
Guardian Life Insurance Company	Pawtucket	RI	01/2026	Present
Park Avenue Securities	Pawtucket	RI	01/2026	Present
Guardian Life Insurance Company	Riverside	RI	02/2026	Present
Park Avenue Securities	Riverside	RI	02/2026	Present

02/2016 → 03/2017

Msi Financial Services, Inc.

East Providence, RI
03/2017 → 12/2025

Mml Investors Services, Llc

East Providence, RI
07/2016 → 12/2025

Massachusetts Mutual Life Insurance Company

East Providence, RI
01/2026 → 02/2026

Guardian Life Insurance Company

Braintree, MA
01/2026 → 02/2026

Park Avenue Securities

Braintree, MA
01/2026 → Present

Guardian Life Insurance Company

Pawtucket, RI
01/2026 → Present

Park Avenue Securities

Pawtucket, RI
02/2026 → Present

Guardian Life Insurance Company

Riverside, RI
02/2026 → Present

Park Avenue Securities

Riverside, RI

Previous Registrations

2020-06-10 → 2025-12-23

Mml Investors Services, Llc

Seekonk, MA

Boston, MA

East Providence, RI

East Providence, RI

Other Businesses

1. L G FINANCIAL, INC- OWNER, ADDRESS: 35 GREENSLITT AVENUE, PAWTUCKET, RI 02861, START DATE: 01/03/2023, 30 HOURS PER MONTH, 20 DURING TRADING HOURS, NON INVESTMENT RELATED, MORE THAN 10% ANNUAL COMPENSATION, 2. Outside Insurance, Start Date: 5/1/2026, Nature: Insurance other than Guardian, Address: 35 Greenslitt Ave Pawtucket, RI 02861, Duties: Broker selling insurance products other than Guardian, 1 total hr per month; 1 during securities trading hours, Investment Related,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-03
S63	Uniform Securities Agent State Law Examination	2014-02-03

S66 Uniform Combined State Law Examination

2020-06-03
S63 Uniform Securities Agent State Law Examination

2014-02-03

Other Names

Luis Gerardo Obando

View on SEC IAPD