Jeffrey Ronald Baumann

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 09/2024
  Guardian Life Insurance Company Of America
  Parsippany, NJ
• 03/2023 → 09/2024
  Park Avenue Securities Llc
  Parsippany, NJ
• 01/2024 → Present
  Guardian Life Insurance Company
  Holmdel, NJ
• 01/2024 → Present
  Park Avenue Securities
  Holmdel, NJ

Other Businesses

1) Networking Group-meet to discuss strategy and ideas to expand our respective businesses, Start date: 01/01/2024, Address: TDB- neutral location, 3 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation, 2) Non Guardian Insurance Products-sometimes sell non-Guardian insurance products, Start date: 04/29/2013, Address: 90 E Halsey Rd. Ste. 108 Parsippany, NJ 07054, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Rental property-renting out half of my two family house for income, Start date: 06/25/2023, Address: 606 4th Ave Asbury Park, NJ 07712, 5 total hours per month; 0 during securities trading hours, Investment related, More than 10% annual compensation, 4) Casa Bonita LLC-Established LLC for tax purposes on rental property, Start date: 06/23/2023, Address: 606 4th Ave Asbury Park, NJ 07712, 1 total hour per month; 0 during securities trading hours, Investment related, No annual compensation,

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-28
• S63 Uniform Securities Agent State Law Examination
  2023-05-09

Other Names

• Jeffrey Baumann
• Jeffrey Ronald Baumann