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Nicole Elizabeth Kracum

Oppenheimer & Co. Inc.

Chicago, IL

New York, NY

Glencoe, IL

CRD 6190751

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-08
IL RA APPROVED 2024-11-07
  • NY RA
    APPROVED
    Since 2024-11-08
  • IL RA
    APPROVED
    Since 2024-11-07

Branch Locations

500 West Madison Suite 3800, Chicago, IL 60661 • United States

85 Broad Street 23Rd Floor, New York, NY 10004 • United States

Glencoe, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 08/2015 05/2024
Oppenheimer & Co. Inc. Chicago IL 10/2024 Present
Umemployed Chicago IL 06/2024 10/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-26
  • S66 Uniform Combined State Law Examination
    2015-10-26
Other Names
  • Nicole Pey
  • Nicole Elizabeth Pey
  • Nicole Elizabeth Kracum

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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