Preston Blair Smith

Current Employers

Employment History

• 07/2013 → 01/2022
  Ameriprise Financial Services, Inc.
  Tulsa, OK
• 08/2017 → Present
  Tenkey Investments Llc
  Tulsa, OK
• 12/2011 → Present
  Preston Smith Pllc
  Tulsa, OK
• 02/2022 → 06/2025
  Avantax Investment Services, Inc.
  Tulsa, OK
• 02/2022 → 06/2025
  Avantax Advisory Services
  Tulsa, OK
• 06/2025 → Present
  Mariner Wealth Advisors - Ic
  Overland Park, KS

Previous Registrations

• 2022-02-02 → 2025-06-20
  Avantax Advisory Services
  Tulsa, OK
• 2013-11-19 → 2022-02-24
  Ameriprise Financial Services, Llc
  Tulsa, OK
  Tulsa, OK
  Shreveport, LA

Other Businesses

1) TULSA BIRD DOG ASSOC POS: Treas NAT: Nonprofit organiz. supporting pointing gun dog training and education in the Tulsa area. INV REL: No # OF HRS: 4 SEC TRADING HRS: 2 START: 09/01/2015 ADDR: PO Box 2136, Tulsa OK DESCR: Board mem and treas 2) TULSA WARBIRDS FOUNDATION, INC POS: Treas NATURE: Mission to educate, inspire, honor our heritage by providing support for military and civilian patriotic flyovers by getting you in contact with the operators of antique and active military aircraft. INV REL: No # OF HRS: 1 SEC TRADING HRS: 1 START: 01/01/2020 ADDR: 8118 East 63rd Street, Tulsa OK DESCR: serve as board mem and treas of board. 3) PRESTON SMITH PLLC POS: Managing mem NAT: CPA Firm providing traditional tax and acctng svcs. INV REL: No # OF HRS: 160 SEC TRADING HRS: 130 START: 12/01/2011 ADDR: 8118 East 63rd Street, Tulsa OK DESCR: Managing mem of CPA firm providing tax and acctng svcs. 1. Manage the firm and the staff of the firm 2. Review all tax returns prepared by the firm. 3. Review all financial stmts issued by firm. 4. Perform bus dev activities. 5. I perform client mgmt activities for the firm. 4) W.S. & D. A. ATHERTON JOINT GIFTING TRUST POS: Ttee NAT: Ttee for a trust that holds 99% of two LLC's that own real estate. Grantor of trust is a client of CPA firm. INV REL: No # OF HRS: 1 SEC TRADING HRS: 1 START: 01/15/2014 ADDR: 8118 East 63rd Street, Tulsa OK DESCR: Ttee services. I do not take a ttee fee. I am not a bene of the trust. CPA firm prepares the tax return for the trust. 5) W. S. ATHERTON FAMILY TRUST POS: Co-Ttee NAT: Educ trusts for grandchildren of W. S. Atherton. INV REL: No # OF HRS: 2 SEC TRADING HRS: 2 START: 04/24/2014 ADDR: 8118 East 63rd Street, Tulsa OK DESCR: I serve as indep co-trustee with the son of the grantor. My firm maintains the acctng records, prepares tax returns for the trust. The trust has a checking acct, I hold the checks but am not a check signer. I do not have access to the inv accounts, but stmts are delivered to my office and my firm reconciles the inv accounts. 6) TENKEY INV LLC POS: Managing Mem NAT: Real estate inv. The entity owns the bldg that houses my CPA firm. The firm pays rent to the entity. The entity also constructs speculative residential real estate for sale. INV REL: No # OF HRS: 4 SEC TRADING HRS: 4 START: 08/31/2017 ADDR: 8118 East 63rd Street, Tulsa OK DESCR: LLC owns the bldg that my CPA firm occupies, the CPA firm pays rent to the LLC. Also the LLC invests in residential real estate construction for sale. 7) WILLIAM S & ANN ATHERTON FOUNDATION POS: Board Mem NAT: Charitable foundation defined by the IRS as a private non-operating foundation. Manages donated funds and makes grants to charitable org whose mission falls within the support criteria estab by the board. Pursuant to IRS regulations, foundation must distribute at least 5% of the fair value of assets annually. INV REL: No # OF HRS: 1 SEC TRADING HRS: 1 START: 01/01/2014 ADDR: 1924 S Utica Ave, Ste 1018, Tulsa OK DESCR: Serve on the board and as board sec, attend board meeting once a year, engage in discussions of organiz. to pay grants, keep minutes of the meetings. My firm also keeps the books and prepares the tax return. 8) ROTARY DISTRICT 6110 POS: Treas NAT: Rotary district of Rotary Intl. Provides operational assistance to over 70 Rotary clubs within the confines of the district. INV REL: No # OF HRS: 4 SEC TRADING HRS: 4 START: 01/01/2022 ADDR: 8209 E 63rd Pl, Tulsa OK DESCR: Treas functions, oversight of acctng and reporting to the board. I have been nominated and approved by the finance committee to serve as treas for the next fiscal year. 9) HOSPITALITY HOUSE OF TULSA INC POS: Board mem NAT: Charitable non profit org that provides lodging and support svcs to families traveling for medical care in Tulsa, OK INV REL: No # OF HRS: 2 TRADING HRS: 2 START: 01/01/2020 ADDR: 1135 S Victor, Tulsa OK DESCR: Board mem, I attend board meeting, offer advice and oversight to mgmt.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-18

Other Names

• Preston Smith
• Preston Blair Smith