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Current Employers
American Investors Company

12667 Alcosta Blvd., Suite 160, San Ramon, CA 94583 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-07-26
  • CA RA
    APPROVED
    Since 2016-07-26

Branch Locations

2635 N. First Street, Suite 230, San Jose, CA 95134 • United States

101 Lucas Valley Road, Suite 265, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fremont Aikido Fremont CA 01/2005 10/2021
Stone Presbyterian Church Of Willow Glen San Jose CA 12/2015 05/2017
American Investors Company San Ramon CA 07/2016 Present
First Street Insurance Agency/John E. Lococo San Jose CA 07/2016 07/2018
First Street Wealth Advisors/John E. Lococo San Jose CA 07/2018 Present
  • 01/2005 → 10/2021
    Fremont Aikido
    Fremont, CA
  • 12/2015 → 05/2017
    Stone Presbyterian Church Of Willow Glen
    San Jose, CA
  • 07/2016 → Present
    San Ramon, CA
  • 07/2016 → 07/2018
    First Street Insurance Agency/John E. Lococo
    San Jose, CA
  • 07/2018 → Present
    First Street Wealth Advisors/John E. Lococo
    San Jose, CA
Previous Registrations
Other Businesses

1) FIRST STREET WEALTH ADVISORS/JOHN E. LOCOCO; NOT INVESTMENT-RELATED; 2635 N. FIRST STREET, SUITE 230, SAN JOSE, CA 95134; INSURANCE AGENT; START DATE 7/2018; APPROX. 6 HOURS/MONTH DEVOTED TO THIS BUSINESS; ZERO TIME DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-25
  • S66 Uniform Combined State Law Examination
    2013-07-25

View on SEC IAPD

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