Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-07 |
Branch Locations
1400 Old Country Suite 408, Westburyn, NY 11590 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baruch College | New York | NY | 08/2015 | 05/2017 |
| Jpmorgan Securities Llc | Corona | NY | 09/2016 | 05/2018 |
| Popular Bank | Elmhurst | NY | 05/2018 | 01/2020 |
| Infinex | Elmhurst | NY | 05/2018 | 01/2020 |
| J.P. Morgan Securities Llc | Jackson Heights | NY | 01/2020 | 04/2025 |
| J.P. Morgan Chase Bank, N.A. | Jackson Heights | NY | 01/2020 | 04/2025 |
| Lumiere Financial Group Llc | New York | NY | 04/2025 | 09/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Westbury | NY | 09/2025 | Present |
PRESIDENT AND WEALTH MANAGER AT RIOFRIO WEALTH MANAGEMENT GROUP; DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-15 |
Reach out to this advisor