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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-13 |
Branch Locations
St. Augustine, FL • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 04/2013 | 03/2022 |
| Rockefeller Financial Llc | St. Augustine | FL | 04/2022 | Present |
I*136427 For profit or not for profit: For-Profit Organization Name of outside business organization: Park Lane Jewelry Investment related: N Address of business: Schaumberg, Illinois 60173 Nature of business: Sole Proprietorship,Y Position, title, association: Consultant, Start date of relationship: 3/25/2021 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Fashion Stylist-do virtual jewelry style shows and help people coordinate jewelry to their outfits, current trends and seasons. I* 631244 For profit or not for profit: Entity For Profit Name of outside business organization: Chalk Couture LLC Investment related: N Address of business: Murray, UT 84107 Nature of business: ["Limited Liability Company"] Position, title, association: ["Consultant/Independent Contractor"] Start date of relationship: 1/3/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-25 |
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