Neal Garrett Shields

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 11/2020
  Wells Fargo Advisors Financial Network, Llc
  Southlake, TX
• 04/2016 → 03/2017
  Unemployed
  Fort Worth, TX
• 11/2020 → 08/2024
  Triad Advisors
  Norcross, GA
• 11/2020 → Present
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Southlake, TX

Previous Registrations

• 2017-03-31 → 2020-11-19
  Wells Fargo Advisors Financial Network, Llc
  Southlake, TX
• 2013-08-21 → 2016-03-09
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX

Other Businesses

1)Morgan Capital Solutions,LLC;investment related;2141 E Kirkwood Blvd,Suite 110,Southlake,TX;investment advising;director;3/2017;40 hrs/month;1 hr during trading;financial advisor

Exams

• S66 Uniform Combined State Law Examination
  2013-07-12