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John Francis Considine

Ubs Financial Services Inc.

Marshfield, MA

Boston, MA

Weehawken, NJ

CRD 5107526

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-07-14
  • NJ RA
    APPROVED
    Since 2022-07-14

Branch Locations

Marshfield, MA • United States

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 02/2006 06/2022
Ubs Financial Services Inc. Boston MA 07/2022 Present
Previous Registrations
  • 2016-06-09 → 2022-07-19
    Lpl Financial Llc
    San Diego, CA
    Fort Mill, SC
    Marshfield, MA
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-07
  • S66 Uniform Combined State Law Examination
    2016-05-07
Other Names
  • John Francis Considine
  • John Francis Considine
  • John Francis Considine

View on SEC IAPD

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