Sean Patrick Ohara

Employer firm

Kelley Investments CRD 119099

$238M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → Present
  Kelley Investments
  San Diego, CA
• 08/2009 → 09/2016
  Ceros Financial Services, Inc.
  South Boston, MA

Previous Registrations

• 2015-02-02 → 2024-12-31
  Kelley Investments
  Del Mar, CA
• 2002-11-01 → 2009-12-31
  Kelley Investments
  Del Mar, CA
• 2002-01-24 → 2006-02-02
  Lpl Financial Llc
  Del Mar, CA

Other Businesses

KEYSTONE INVESTMENT SERVICES - PROVIDES CONSULTING SERVICES NOT INVESTMENT ADVICE. PRESIDENT, STARTED 03/2005, 20 HOURS A MONTH DURING NON-TRADING HOURS. FLIGHT INSTRUCTOR, NON-INVESTMENT RELATED. APPROX. 40 HOURS/MONTH, APPROX. 10 HRS/WEEK DURING TRADING HOURS KELLEY INVESTMENTS -START DATE 03/2011; IAR; 80 HOURS PER MONTH; 20 HOURS PER WEEK DURING TRADING; INVESTMENT RELATED REAL ESTATE AGENT AT 10121 W LILAC RD ESCONDIDO CA 92026; START DATE 6/2016; NON-INVESTMENT RELATED ACTIVITY; APPROX 20 HRS PER MONTH; 5 HRS PER WEEK DURING TRADING; SOLE-PROPRIETORSHIP; NON-PUBLICLY TRADED; 100% OWNERSHIP; $10K COMPENSATION RECEIVED ANNUALLY

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-10-25
• S66 Uniform Combined State Law Examination
  2001-06-14
• S63 Uniform Securities Agent State Law Examination
  1999-11-03