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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-01
SC RA APPROVED 2022-08-29
  • TX RA
    APPROVED
    Since 2024-02-01
  • SC RA
    APPROVED
    Since 2022-08-29

Branch Locations

North Myrtle Beach, SC • United States

Chapin, SC • United States

1108 Harrington Street, Newberry, SC 29108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Chapin SC 05/2013 Present
Thrivent Financial For Lutherans Appleton WI 09/2013 Present
Other Businesses

INDEPENDENT FLOORING INSPECTOR POSITION: Independent Inspector NATURE: Inspect Flooring installations to report to manufacturer if customer has issues with installation, performance or quality of product. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2023 ADDRESS: 1041 Pineglade Ct., Chapin SC 29036, United States DESCRIPTION: Take pictures, measurements and submit to the manufacturer for review. NEWBERRY FRIENDLY ROADRUNNERS POSITION: Vice-President NATURE: Senior Travel Club INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2026 ADDRESS: 1105 1st St., Newberry SC 29108, United States DESCRIPTION: MC meeting if the President is absent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-01
S63 Uniform Securities Agent State Law Examination 2013-06-21
  • S65 Uniform Investment Adviser Law Examination
    2022-08-01
  • S63 Uniform Securities Agent State Law Examination
    2013-06-21

View on SEC IAPD

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