Yisha Wang

Current Employers

Taurus Financial

1 Evertrust Plaza Suite 305, Jersey City, NJ 07302 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-01-15
NY	RA	APPROVED	2025-08-05
TX	RA	APPROVED	2025-08-05
CA	RA	APPROVED	2025-06-24
NJ	RA	APPROVED	2025-06-18

WA RA
APPROVED

Since 2026-01-15
NY RA
APPROVED

Since 2025-08-05
TX RA
APPROVED

Since 2025-08-05
CA RA
APPROVED

Since 2025-06-24
NJ RA
APPROVED

Since 2025-06-18

Branch Locations

1 Evertrust Plaza Suite 305, Jersey City, NJ 07302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Jersey City	NJ	01/2018	Present
Goldman Sachs Group	New York	NY	07/2014	07/2017
Clearbrook Advisory Inc	Livingston	NY	08/2017	12/2023
Taurus Financial	Jersey City	NJ	01/2022	Present
Taurus Solutions	Jersey City	NJ	04/2023	Present

01/2018 → Present

Lpl Financial

Jersey City, NJ
07/2014 → 07/2017

Goldman Sachs Group

New York, NY
08/2017 → 12/2023

Clearbrook Advisory Inc

Livingston, NY
01/2022 → Present

Taurus Financial

Jersey City, NJ
04/2023 → Present

Taurus Solutions

Jersey City, NJ

Other Businesses

1) Taurus Solution Inc - Investment Related - 108 West 13th Street, Wilmington, Delaware 19801 - Tax Prep/Accounting/CPA - Co-Founder - Start Date 04/17/2023 - 20 Hours Per Month/ 0 Hours During Securities Trading 2) INSURANCE SALES; INVESTMENT RELATED; APPX 10% OF TIME DURING THE MONTH. 3) Registered representative of LPL Financial

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-30

S66 Uniform Combined State Law Examination

2017-12-30

Designations

View on SEC IAPD