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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-11 |
Branch Locations
200 S. 108 Ave, Omaha, NE 68154 • United States
Chesterfield, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | St. Louis | MO | 01/2016 | 01/2021 |
| Charles Schwab & Co., Inc. | Chesterfield | MO | 12/2020 | Present |
| Charles Schwab Bank, Ssb | Southlake | TX | 08/2021 | 02/2022 |
| Charles Schwab Trust Bank | Southlake | TX | 08/2021 | 02/2022 |
| Charles Schwab Premier Bank | Southlake | TX | 08/2021 | 02/2022 |
| Td Ameritrade, Inc. | Chesterfield | MO | 02/2022 | 06/2024 |
| Td Ameritrade Clearing, Inc | Chesterfield | MO | 02/2022 | 10/2024 |
Name of Outside Business:Chewy; Investment Related:No; Address of Outside Business:Dallas, TX; Nature of Outside Business:Advertising/Marketing; Position: Dog owner/handler for dog model; Start Date:6/10/2019; Less than 20 hours per month; Hours per month during securities trading hours: No; Description of Duties: My dog Lou will model canine clothing, toys, etc. for Chewy to utilize on their website (chewy.com) as well as print materials. I will transport Lou (dog model) to and from the photoshoots as well as help facilitate her poses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-09 |
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