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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-11
  • TX RA
    APPROVED
    Since 2021-01-11

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Chesterfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St. Louis MO 01/2016 01/2021
Charles Schwab & Co., Inc. Chesterfield MO 12/2020 Present
Charles Schwab Bank, Ssb Southlake TX 08/2021 02/2022
Charles Schwab Trust Bank Southlake TX 08/2021 02/2022
Charles Schwab Premier Bank Southlake TX 08/2021 02/2022
Td Ameritrade, Inc. Chesterfield MO 02/2022 06/2024
Td Ameritrade Clearing, Inc Chesterfield MO 02/2022 10/2024
  • 01/2016 → 01/2021
    Scottrade, Inc.
    St. Louis, MO
  • 12/2020 → Present
    Chesterfield, MO
  • 08/2021 → 02/2022
    Charles Schwab Bank, Ssb
    Southlake, TX
  • 08/2021 → 02/2022
    Charles Schwab Trust Bank
    Southlake, TX
  • 08/2021 → 02/2022
    Charles Schwab Premier Bank
    Southlake, TX
  • 02/2022 → 06/2024
    Td Ameritrade, Inc.
    Chesterfield, MO
  • 02/2022 → 10/2024
    Td Ameritrade Clearing, Inc
    Chesterfield, MO
Previous Registrations
  • 2022-03-08 → 2022-10-14
    Td Ameritrade, Inc.
    Chicago, IL
    Southlake, TX
    St. Louis, MO
    Chesterfield, MO
    Omaha, NE
  • 2017-10-15 → 2021-01-12
    Td Ameritrade, Inc.
    St. Louis, MO
    Westlake, TX
    Southlake, TX
    Omaha, NE
  • 2017-06-09 → 2018-04-07
    Scottrade Investment Management
    Saint Louis, MO
    Fort Worth, TX
Other Businesses

Name of Outside Business:Chewy; Investment Related:No; Address of Outside Business:Dallas, TX; Nature of Outside Business:Advertising/Marketing; Position: Dog owner/handler for dog model; Start Date:6/10/2019; Less than 20 hours per month; Hours per month during securities trading hours: No; Description of Duties: My dog Lou will model canine clothing, toys, etc. for Chewy to utilize on their website (chewy.com) as well as print materials. I will transport Lou (dog model) to and from the photoshoots as well as help facilitate her poses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-09
  • S66 Uniform Combined State Law Examination
    2017-06-09
Other Names
  • Nicole Flamm
  • Nicole Martha Flamm

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