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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-02-07 |
| GA | RA | APPROVED | 2021-09-20 |
| AZ | RA | APPROVED | 2021-09-08 |
| FL | RA | APPROVED | 2021-09-01 |
| MA | RA | APPROVED | 2021-08-31 |
| NJ | RA | APPROVED | 2021-08-24 |
| KY | RA | APPROVED | 2021-08-23 |
| MI | RA | APPROVED | 2021-08-23 |
| OH | RA | APPROVED | 2021-08-23 |
| TX | RA | APPROVED | 2021-08-23 |
Branch Locations
5263 Plymouth Rd, Ann Arbor, MI 48105 • United States
14600 Branch St., Omaha, NE 68154 • United States
Plymouth, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ash Brokerage Corp | Novi | MI | 06/2008 | 05/2017 |
| Mercap Securities, Llc | Berwyn | PA | 04/2013 | 05/2017 |
| Financial Legacy Planning, Llc | Plymouth | MI | 12/2016 | 12/2017 |
| Cig Capital Advisors | Southfield | MI | 05/2017 | 10/2017 |
| Cig Securities, Inc. | Southfield | MI | 05/2017 | 10/2017 |
| Cig Asset Management | Southfield | MI | 05/2017 | 10/2017 |
| Cig Risk Management | Southfield | MI | 05/2017 | 10/2017 |
| Rfc Financial Planners | Ann Arbor | MI | 10/2017 | 04/2025 |
| Cwm, Llc Dba Carson Partners | Ann Arbor | MI | 08/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2021 | Present |
| Two Bird Wealth Strategies | Ann Arbor | MI | 05/2025 | Present |
1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 8/2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WILL BE PROVIDING ADVISORY SERVICES TO CLIENTS THROUGH THE CARSON RIA 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 7/2008 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: WILL BE PROVIDING INSURANCE SERVICES TO CLIENTS WHEN NEEDED; 3. NAME OF OTHER BUSINESS: LOGAN ELEMENTARY PTSO, INVESTMENT RELATED: NO, ADDRESS: 2685 TRAVER BLVD, ANN ARBOR, MI 48105, NATURE OF BUSINESS: NON-PROFIT, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: HELPING PLAN AND ORGANIZE COMMUNITY EVENTS FOR THE SCHOOL.; 4. NAME OF OTHER BUSINESS: TWO BIRD WEALTH STRATEGIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-06-03 |
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