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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED_RES | 2021-04-07 |
| MO | RA | APPROVED | 2020-05-07 |
Branch Locations
8900 State Line Rd Ste 403, Leawood, KS 66206 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2013 | 03/2019 |
| Northwestern Mutual Investment Services, Llc | Lees Summit | MO | 03/2014 | 03/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2017 | 03/2019 |
| Lpl Financial, Llc | Leawood | KS | 03/2019 | Present |
1)2015 - NON-Variable INSURANCE - TREVOR GRAHAM - 10% - INVESTMENT RELATED - KANSAS CITY, MO 69156 2) 12/18/2020 - Trevor S Graham-LPL Financial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 11/30/2020 - 0 Hours Per Month/0 Hours During Securities Trading - For banking and tax purposes. 3) 1/29/2021 - No Business Name - Investment Related - Kansas City, MO 64114 - Real Estate Rental - Start Date: 02/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - This was first real estate purchase in 2016, and was primary residence until January 2021. 4) 9/20/2021 - Elevation Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-15 |
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