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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CA | 07/2016 | Present |
| Comprehensive Financial Solutions | Salisbury | MD | 07/2016 | Present |
| Wor-Wic Community College | Salisbury | MD | 01/2020 | 12/2021 |
| Salisbury University | Salisbury | MD | 02/2020 | 02/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) NAME OF OTHER BUSINESS: CFS INC., DBA COMPREHENSIVE FINANCIAL SOLUTIONS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 7/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: PRODUCING REP BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT (2) NAME OF OTHER BUSINESS: COMPREHENSIVE FINANCIAL SOLUTIONS, INVESTMENT RELATED: NO, ADDRESS: SALISBURY UNIVERSITY, SALISBURY, MD, 21801, NATURE OF BUSINESS: CONTINUING EDUCATION SEMINAR, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: HOST, (3) NAME OF OTHER BUSINESS: CFS INC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL ADVISORY FIRM ; START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: PARTNER / FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR WORKING WITH CLIENTS AND GROWING THE BUSINESS THROUGH PROSPECTING (4) NAME OF OTHER BUSINESS: STEVENSON UNITED METHODIST CHURCH ; INVESTMENT RELATED: NO ; ADDRESS: 123 N MAIN ST, BERLINE ST MD 21811 ; NATURE OF BUSINESS: CHURCH ; START DATE: 03/2020 ; POSITION/TITLE/RELATIONSHIP: FINANCE CHAIR ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: ORGANIZE AND LEAD MEETINGS TO DISCUSS FINANCIAL CONCERNS & CHALLENGES FACING THE CHURCH ; (5) N/A, INVESTMENT RELATED, 2009 PINE PREP RD, REISTERTOWN, MD, 21136, FAMILY TRUST, STARTED 07/2020, POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE, LESS THAN 1 HOUR PER MONTH, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NAMED SUCCESSOR TRUSTEE FOR UNCLES TRUST. (6) NAME OF OTHER BUSINESS: SEASIDE CHRISTIAN ACADEMY, INVESTMENT RELATED: NO, ADDRESS: 12637 OCEAN GATEWAY A, OCEAN CITY, MD 21842, NATURE OF BUSINESS: NON-PROFIT, START DATE: 09/2025, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND CONTRIBUTE TO SCHOOL LEADERSHIP;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-27 |
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