Adriana Isabel Guzman

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-12-08
TX	RA	APPROVED_RES	2019-05-31
VA	RA	APPROVED	2014-02-12
MD	RA	APPROVED	2013-09-23

DC RA
APPROVED

Since 2025-12-08
TX RA
APPROVED_RES

Since 2019-05-31
VA RA
APPROVED

Since 2014-02-12
MD RA
APPROVED

Since 2013-09-23

Branch Locations

4800 Montgomery Ln Ste 620, Bethesda, MD 20814 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Bethesda	MD	05/2013	03/2020
Ameriprise Financial Services, Llc	Bethesda	MD	03/2020	Present

05/2013 → 03/2020

Ameriprise Financial Services, Inc.

Bethesda, MD
03/2020 → Present

Ameriprise Financial Services, Llc

Bethesda, MD

Other Businesses

Outside Employment; Wag! Inc; Dog Walker - I walk dogs (20-, 30-, or 60-minute walks).; ; 3900 Fairfax Dr, Unit PH 11, , Arlington, VA, 22203; Not Investment-Related; 02/04/2022; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-12

S66 Uniform Combined State Law Examination

2013-09-12

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews