Michael Shawn Pipkens

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-03-13

FL RA
APPROVED

Since 2023-03-13

Branch Locations

3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Palm Beach Gardens	FL	05/2022	Present
Briggs Golf Construction	Jupiter	FL	08/2017	12/2019
Henderson Insurance	Palm Beach Gardens	FL	03/2020	Present
Ubs Financial Services	Palm Beach Gardens	FL	01/2014	08/2017

05/2022 → Present

Ameriprise Financial Services, Llc

Palm Beach Gardens, FL
08/2017 → 12/2019

Briggs Golf Construction

Jupiter, FL
03/2020 → Present

Henderson Insurance

Palm Beach Gardens, FL
01/2014 → 08/2017

Ubs Financial Services

Palm Beach Gardens, FL

Previous Registrations

2014-04-16 → 2017-09-15

Ubs Financial Services Inc.

Palm Beach Gardens, FL

Other Businesses

Real Estate License; Michael; Pipkens; Yes. Outside Employment; Outside Employment; Henderson Insurance; Other; 500 S Australian Ave Ste 649, , West Palm Beach, FL, 33401; Not Investment-Related; 03/11/2020; 40 to 59 during trading hours; 40 to 59 hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-21

S66 Uniform Combined State Law Examination

2023-02-21

View on SEC IAPD