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Benjamin Slone

Equitable Advisors, LLC

Charlotte, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-05
NC RA APPROVED 2016-01-26
  • TX RA
    APPROVED_RES
    Since 2021-05-05
  • NC RA
    APPROVED
    Since 2016-01-26

Branch Locations

11325 North Community House Rd Suite 450, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2013 06/2020
Equitable Advisors, Llc New York NY 08/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-29
S63 Uniform Securities Agent State Law Examination 2013-08-26
  • S65 Uniform Investment Adviser Law Examination
    2015-12-29
  • S63 Uniform Securities Agent State Law Examination
    2013-08-26
Other Names
  • Ben Slone

View on SEC IAPD

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