Kelly Ann Shanahan

Employer firm

Global View Capital Management LLC CRD 158292

$775M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISER TO OTHER ADVISERS & ADVICE TO PARTICIPANTS OF 401(K), 403B, 457 AND SIMPLE RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → Present
  Kelly Shanahan, Self-Employed Business Analyst Consultant
  Newport, VT
• 10/2014 → Present
  Global View Capital Management, Llc
  Waukesha, WI
• 10/2014 → Present
  Global View Capital Insurance Services, Llc
  Waukesha, WI
• 09/2014 → 08/2019
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2014 → Present
  Global View Capital Advisors, Llc
  Waukesha, WI

Previous Registrations

• 2013-09-03 → 2014-10-06
  Transamerica Financial Advisors, Llc
  Hull, MA
  Gold River, CA
  Quincy, MA

Other Businesses

[1] KELLY SHANAHAN SELF-EMPLOYED BUSINESS ANALYST CONSULTANT; NOT INVESTMENT RELATED; ADDRESS: 5357 LAKE ROAD, NEWPORT, VT 05857; NATURE: CONSULTING; POSITION: OWNER, BUSINESS ANALYST CONSULTANT AND TRAINER; STARTED: SEPTEMBER 2001; APPROX. 4 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: PROVIDE ANALYSIS FOR BUSINESSES IN REGARDS TO SOFTWARE INTEGRATION AND SOFTWARE APPLICATION. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 08-15-2014; APPROX. 160 ADVISORY HRS/MONTH; APPROX. 160 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPICABLE. [3] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 09-26-2014; APPROX. 160 HRS/MONTH; APPROX. 160 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: SELL LIFE, LONG-TERM-CARE AND DISABILITY INSURANCE AND FIXED ANNUITIES. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 03.01.2024; APPROX. 20 HRS/MONTH DURING TRADING HOURS; APPROX. 5 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE CLIENTS.

Exams

• S66 Uniform Combined State Law Examination
  2013-08-28

Other Names

• Kelly Ann Dockstader
• Kelly Ann Klug
• Kelly Shanahan