John Obrien

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 03/2023
  Fifth Third Bank
  Indianapolis, IN
• 03/2013 → 03/2023
  Fifth Third Securities
  Indianapolis, IN
• 10/2023 → 11/2024
  Pruco Securities, Llc.
  Indianapolis, IN
• 10/2023 → Present
  The Prudential Insurance Company Of America
  Indianapolis, IN
• 03/2023 → 10/2023
  Independent
  Indianapolis, IN
• 11/2024 → Present
  Lpl Enterprise, Llc
  Indianapolis, IN

Previous Registrations

• 2023-10-18 → 2024-11-14
  Pruco Securities, Llc.
  Indianapolis, IN
• 2015-09-17 → 2023-03-06
  Fifth Third Securities, Inc.
  Fishers, IN
  Indianapolis, IN
  Fishers, IN
  Indianapolis, IN
  Tampa, FL

Other Businesses

1. 11/12/2024: Booth Tarkington Civic Theatre; Carmel, IN; Non-Profit Board Member; Board duties for an Arts Non-Profit; Not inv. related; start date: 5/1/2020; 3hrs/mo.; 0hrs during trading.

Exams

• S66 Uniform Combined State Law Examination
  2015-09-17
• S63 Uniform Securities Agent State Law Examination
  2013-05-16

Designations

• Chartered Financial Consultant

Other Names

• John Aloysius O'BRien
• John A O'BRien