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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 10/2014 | 09/2020 |
| Charles Schwab Bank | Lone Tree | CO | 05/2017 | 09/2020 |
| Empower Retirement | Denver | CO | 02/2021 | 05/2022 |
| Unemployed | Aurora | CO | 09/2020 | 02/2021 |
| Unemployed | Aurora | CO | 05/2022 | 08/2022 |
| Self Employed | Aurora | CO | 08/2022 | 10/2023 |
| Transamerica Life Insurance Company | Aurora | CO | 10/2023 | Present |
| Transamerica Investors Securities Corporation | Aurora | CO | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-24 |
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