Anthony Francis Frangella

Current Employers

Employment History

• 05/2013 → Present
  Rutkowski And Associates
  Orland Park, IL
• 08/2013 → 01/2024
  Woodbury Financial Services, Inc.
  Orland Park, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Orland Park, IL

Previous Registrations

• 2014-01-07 → 2024-01-19
  Woodbury Financial Services, Inc.
  Orland Park, IL

Other Businesses

1. 1870 LLC 9-11 WASHINGTON ST ST. VALPARAISO, IN 46383 COMMERICIAL REAL ESTATE BUILDING. MANAGING MEMBER, START DATE: 03/2013 4 HOURS/MONTH NON INVESTMENT RELATED. 2. NEW RESTAURANT (BUSINESS NOT FILED) LLC MEMBER PASSIVE INVESTOR IN LOCAL RESTAURANT. 0 HOURS/MONTH NON INVESTMENT RELATED 3. The Lineage Group POSITION: Financial Advisor NATURE: The Lineage Group is a marketing name for securities and advisory services offered through Woodbury Financial Services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2016 ADDRESS: 16620 SOUTH 107TH COURT, ORLAND PARK, IL 60467 DESCRIPTION: Financial Advisor. 4. The Lineage Group - FIXED POSITION: LEAD NATURE: Compensation flows through my S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 06/02/2016 ADDRESS: 16620 SOUTH 107TH COURT, ORLAND PARK, IL 60467 DESCRIPTION: Fixed life insurance. Generating leads for key person insurance opportunities. 5. Tony Frangella POSITION: SOLE PROP NATURE: SOLE PROP INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 180 START DATE: 01/02/2017 ADDRESS: 281 DURNESS CT, VALPARAISO, IN 46385 DESCRIPTION: Financial consulting to Joseph Donnellon on his book of business. Review of investment alternatives, preparing financial plans and business development opportunities. 6. THE CARLYLE GROUP (FORMERLY ALPINVEST PARTNERS) POSITION: Investment Manager NATURE: Passive profit sharing on historical private equity investments when I was an employee. i.e. carried interest. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2006 ADDRESS: 1001 Pennsylvania Ave NW, Washington DC 20004, United States DESCRIPTION: No duties 7. ALLIANZ CAPITAL PARTNERS (FORMERLY ALLIANZ PRIVATE EQUITY PARTNERS) POSITION: Investment Manager NATURE: Passive profit sharing on historical investments when I was an employee. i.e. carried interest. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2002 ADDRESS: 1633 Broadway, New York NY 10105, United States DESCRIPTION: No duties

Exams

• S66 Uniform Combined State Law Examination
  2013-11-01