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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-07-18 |
| TX | RA | APPROVED_RES | 2016-11-01 |
| VA | RA | APPROVED | 2016-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Vienna | VA | 02/2015 | 10/2016 |
| Bank Of America, N.A. | Arlington | VA | 10/2016 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Arlington | VA | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-10 |
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