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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-21
NH RA APPROVED 2018-07-06
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • NH RA
    APPROVED
    Since 2018-07-06

Branch Locations

43 Constitution Drive Suite 201, Bedford, NH 03110 • United States

Manchester, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Bedford NH 04/2013 11/2016
Mml Investors Services, Llc Bedford NH 06/2013 11/2016
Mml Investors Services, Llc Bedford NH 06/2018 Present
Harborone Mortgage, Llc Manchester NH 12/2016 06/2018
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-30
S63 Uniform Securities Agent State Law Examination 2013-09-23
  • S65 Uniform Investment Adviser Law Examination
    2016-06-30
  • S63 Uniform Securities Agent State Law Examination
    2013-09-23

View on SEC IAPD

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