Best Investors Account Sign in

Kevin Cueva

Morgan Stanley

Roseville, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-29
  • CA RA
    APPROVED
    Since 2022-04-29

Branch Locations

1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Berkeley CA 11/2018 04/2022
J.P. Morgan Chase Berkeley CA 12/2013 11/2018
Morgan Stanley Roseville CA 04/2022 Present
Morgan Stanley Private Bank, N.A. Roseville CA 04/2022 Present
  • 11/2018 → 04/2022
    J.P. Morgan Securities
    Berkeley, CA
  • 12/2013 → 11/2018
    J.P. Morgan Chase
    Berkeley, CA
  • 04/2022 → Present
    Morgan Stanley
    Roseville, CA
  • 04/2022 → Present
    Morgan Stanley Private Bank, N.A.
    Roseville, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-05
S63 Uniform Securities Agent State Law Examination 2016-04-25
  • S66 Uniform Combined State Law Examination
    2018-10-05
  • S63 Uniform Securities Agent State Law Examination
    2016-04-25
Other Names
  • Kevin Lyle Cueva

View on SEC IAPD

Other Firms

DCA FAMILY OFFICE, LLC
DCA MANAGEMENT COMPANY, INC.
MUTUAL ADVISORS, LLC
COMMONWEALTH FINANCIAL NETWORK
EDWARD JONES
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
MERCER GLOBAL ADVISORS INC.
NORTHROCK PARTNERS, LLC

Other Investors

KHOLT T. MULDERRIG
Christopher Bruce Stephenson
Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

More in Roseville, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor