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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-11 |
Branch Locations
845 Texas Avenue, Houston, TX 77002 • United States
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 03/2013 | 01/2021 |
| Bbva Securities Inc. | Houston | TX | 05/2013 | 01/2021 |
| Bbva Wealth Solutions Inc. | Houston | TX | 07/2015 | 01/2021 |
| Morgan Stanley Smith Barney Llc | Houston | TX | 01/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-30 |
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