Alexander Gordon Ward

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 03/2021
  Sierra Investment Management Inc
  Roseville, CA
• 05/2016 → 03/2021
  Northern Lights Distributors, Llc
  Roseville, CA
• 03/2021 → Present
  Raymond James Financial Services, Inc.
  Seattle, WA
• 03/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Seattle, WA
• 03/2021 → Present
  First Tech Federal Credit Union
  Seattle, WA
• 03/2021 → Present
  Addison Avenue Investment Services
  Seattle, WA

Previous Registrations

• 2016-05-11 → 2021-03-29
  Sierra Investment Management, Llc
  Roseville, CA
  Santa Monica, CA
• 2009-11-17 → 2016-02-09
  New York Life Investment Management Llc
  New York, NY

Other Businesses

(1)Name of Business: Addison Ave Investment Services Address: 2201 Westlake Ave, Seattle, WA, 98121, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/29/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor providing investment advice to members

Exams

• S66 Uniform Combined State Law Examination
  2008-10-20

Other Names

• Alexander G Ward
• Alex Ward