Michael Edward Winter

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-10-03
MT	RA	APPROVED	2017-09-25
TX	RA	APPROVED	2017-09-22

MD RA
APPROVED

Since 2023-10-03
MT RA
APPROVED

Since 2017-09-25
TX RA
APPROVED

Since 2017-09-22

Branch Locations

1450 Twin Lakes Avenue Suite 202, Bozeman, MT 59718 • United States

180 Admiral Cochrane Drive Suite 210 [Satellite], Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Annapolis	MD	08/2014	09/2017
Bank Of America, N.A.	Annapolis	MD	12/2014	09/2017
Wells Fargo Advisors Financial Network, Llc	Annapolis	MD	09/2017	Present

08/2014 → 09/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annapolis, MD
12/2014 → 09/2017

Bank Of America, N.A.

Annapolis, MD
09/2017 → Present

Wells Fargo Advisors Financial Network, Llc

Annapolis, MD

Previous Registrations

2014-11-14 → 2017-09-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annapolis, MD

Annapolis, MD

Edgewater, MD

Other Businesses

MWWM INC; INV RELATED; GAMBRILLS, MA; 100% OWNERSHIP; START 04/27/2021; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE.| MWINTERGP, LLC; INV RELATED; ANNAPOLIS, MD; 90% OWNERSHIP; START DATE 05/30/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; FORMED IN ORDER TO SELL 10% TO MERCHANT PARTNERSHIP

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-13

S66 Uniform Combined State Law Examination

2014-11-13

Other Names

Michael E Winter

View on SEC IAPD